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A general-purpose machine learning framework for predicting properties of inorganic materials

2019-06-30 14:29:52 SUTOR EYEWEAR

Abstract

A very active area of materials research is to devise methods that use machine learning to automatically extract predictive models from existing materials data. While prior examples have demonstrated successful models for some applications, many more applications exist where machine learning can make a strong impact. To enable faster development of machine-learning-based models for such applications, we have created a framework capable of being applied to a broad range of materials data. Our method works by using a chemically diverse list of attributes, which we demonstrate are suitable for describing a wide variety of properties, and a novel method for partitioning the data set into groups of similar materials to boost the predictive accuracy. In this manuscript, we demonstrate how this new method can be used to predict diverse properties of crystalline and amorphous materials, such as band gap energy and glass-forming ability.

Introduction

Rational design of materials is the ultimate goal of modern materials science and engineering. As part of achieving that goal, there has been a large effort in the materials science community to compile extensive data sets of materials properties to provide scientists and engineers with ready access to the properties of known materials. Today, there are databases of crystal structures,1 superconducting critical temperatures (http://supercon.nims.go.jp/), physical properties of crystalline compounds2,3,4,5 and many other repositories containing useful materials data. Recently, it has been shown that these databases can also serve as resources for creating predictive models and design rules—the key tools of rational materials design.6,7,8,9,10,11,12 These databases have grown large enough that the discovery of such design rules and models is impractical to accomplish by relying simply on human intuition and knowledge about material behaviour. Rather than relying directly on intuition, machine learning offers the promise of being able to create accurate models quickly and automatically.

To date, materials scientists have used machine learning to build predictive models for a handful of applications.13,14,15,16,17,18,19,20,21,22,23,24,25,26,27 For example, there are now models to predict the melting temperatures of binary inorganic compounds,21 the formation enthalpy crystalline compounds,14,15,28 which crystal structure is likely to form at a certain composition,5,16,29,30,31 band gap energies of certain classes of crystals32,33 and the mechanical properties of metal alloys.24,25 While these models demonstrate the promise of machine learning, they only cover a small fraction of the properties used in materials design and the data sets available for creating such models. For instance, no broadly-applicable, machine-learning-based models exist for band gap energy or glass-forming ability even though large-scale databases of these properties have existed for years.2,34

Provided the large differences between the approaches used in the literature, a systematic path forward to creating accurate machine learning models across a variety of new applications is not clear. While techniques in data analytics have advanced significantly, the development of routine methods for transforming raw materials data into the quantitative descriptions required for employing these algorithms is yet to emerge. In contrast, the chemoinformatics community benefits from a rich library of methods for describing molecular structures, which allow for standard approaches for deciding inputs into the models and, thereby, faster model development.35,36,37What is missing are similar flexible frameworks for building predictive models of material properties.

In this work, we present a general-purpose machine-learning-based framework for predicting the properties of materials based on their composition. In particular, we focus on the development of a set of attributes—which serve as an input to the machine learning model—that could be reused for a broad variety of materials problems. Provided a flexible set of inputs, creating a new material property model can be reduced to finding a machine learning algorithm that achieves optimal performance—a well-studied problem in data science. In addition, we employ a novel partitioning scheme to enhance the accuracy of our predictions by first partitioning data into similar groups of materials and training separate models for each group. We show that this method can be used regardless of whether the materials are amorphous or crystalline, the data are from computational or experimental studies, or the property takes continuous or discrete values. In particular, we demonstrate the versatility of our technique by using it for two distinct applications: predicting novel solar cell materials using a database of density functional theory (DFT)-predicted properties of crystalline compounds and using experimental measurements of glass-forming ability to suggest new metallic glass alloys. Our vision is that this framework could be used as a basis for quickly creating models based on the data available in the materials databases and, thereby, initiate a major step forward in rational materials design.

Results and Discussion

The results of this study are described in two major subsections. First, we will discuss the development of our method and the characterisation of the attribute set using data from the Open Quantum Materials Database (OQMD). Next, we will demonstrate the application of this method to two distinct material problems.

General-purpose method to create materials property models

Machine learning (ML) models for materials properties are constructed from three parts: training data, a set of attributes that describe each material, and a machine learning algorithm to map attributes to properties. For the purposes of creating a general-purpose method, we focused entirely on the attributes set because the method needs to be agnostic to the type of training data and because it is possible to utilise already-developed machine learning algorithms. Specifically, our objective is to develop a general set of attributes based on the composition that can be reused for a broad variety of problems.

The goal in designing a set of attributes is to create a quantitative representation that both uniquely defines each material in a data set and relates to the essential physics and chemistry that influence the property of interest.14,17 As an example, the volume of a crystalline compound is expected to relate to the volume of the constituent elements. By including the mean volume of the constituent elements as an attribute, a machine learning algorithm could recognise the correlation between this value and the compound volume, and use it to create a predictive model. However, the mean volume of the constituent elements neither uniquely defines a composition nor perfectly describes the volumes of crystalline materials.38 Consequently, one must include additional attributes to create a suitable set for this problem. Potentially, one could include factors derived from the electronegativity of the compound to reflect the idea that bond distances are shorter in ionic compounds, or the variance in atomic radius to capture the effects of polydisperse packing. The power of machine learning is that it is not necessary to know which factors actually relate to the property and how before creating a model—those relationships are discovered automatically.

The materials informatics literature is full of successful examples of attribute sets for a variety of properties.13,14,15,16,21,32,39 We observed that the majority of attribute sets were primarily based on statistics of the properties of constituent elements. As an example, Meredig et al.15described a material based on the fraction of each element present and various intuitive factors, such as the maximum difference in electronegativity, when building models for the formation energy of ternary compounds. Ghiringhelli et al.14 used combinations of elemental properties such as atomic number and ionisation potential to study the differences in energy between zinc-blende and rocksalt phases. We also noticed that the important attributes varied significantly depending on material property. The best attribute for describing the difference in energy between zinc-blende and rocksalt phases was found to be related to the pseudopotential radii, ionisation potential and electron affinity of the constituent elements.14 In contrast, melting temperature was found to be related to atomic number, atomic mass and differences between atomic radii.21 From this, we conclude that a general-purpose attribute set should contain the statistics of a wide variety of elemental properties to be adaptable.

Building on existing strategies, we created an expansive set of attributes that can be used for materials with any number of constituent elements. As we will demonstrate, this set is broad enough to capture a sufficiently-diverse range of physical/chemical properties to be used to create accurate models for many materials problems. In total, we use a set of 145 attributes, which are described in detail and compared against other attribute sets in the Supplementary Information, that fall into four distinct categories:

  1. Stoichiometric attributes that depend only on the fractions of elements present and not what those elements actually are. These include the number of elements present in the compound and several Lp norms of the fractions.

  2. Elemental property statistics, which are defined as the mean, mean absolute deviation, range, minimum, maximum and mode of 22 different elemental properties. This category includes attributes such as the maximum row on periodic table, average atomic number and the range of atomic radii between all elements present in the material.

  3. Electronic structure attributes, which are the average fraction of electrons from the spd and f valence shells between all present elements. These are identical to the attributes used by Meredig et al.15

  4. Ionic compound attributes that include whether it is possible to form an ionic compound assuming all elements are present in a single oxidation state, and two adaptations of the fractional ‘ionic character’ of a compound based on an electronegativity-based measure.40

For the third ingredient, the machine learning algorithm, we evaluate many possible methods for each individual problem. Previous studies have used machine learning algorithms including partial least-squares regression,13,29 Least Absolute Shrinkage and Selection Operator (LASSO),14,33,41 decision trees,15,16 kernel ridge regression,17,18,19,42Gaussian process regression19,20,21,43 and neural networks.22,23,24 Each method offers different advantages, such as speed or interpretability, which must be weighed carefully for a new application. We generally approach this problem by evaluating the performance of several algorithms to find one that has both reasonable computational requirements (i.e., can be run on available hardware in a few hours) and has low error rates in cross-validation—a process that is simplified by the availability of well-documented libraries of machine learning algorithms.44,45 We often find that ensembles of decision trees (e.g., rotation forests46) perform best with our attribute set. These algorithms also have the advantage of being quick to train, but are not easily interpretable by humans. Consequently, they are less suited for understanding the underlying mechanism behind a material property but, owing to their high predictive accuracy, excellent choices for the design of new materials.

We also utilise a partitioning strategy that enables a significant increase in predictive accuracy for our ML models. By grouping the data set into chemically-similar segments and training a separate model on each subset, we boost the accuracy of our predictions by reducing the breadth of physical effects that each machine learning algorithm needs to capture. For example, the physical effects underlying the stability intermetallic compounds are likely to be different than those for ceramics. In this case, one could partition the data into compounds that contain only metallic elements and another including those that do not. As we demonstrate in the examples below, partitioning the data set can significantly increase the accuracy of predicted properties. Beyond using our knowledge about the physics behind a certain problem to select a partitioning strategy, we have also explored using an automated, unsupervised-learning-based strategy for determining distinct clusters of materials.47 Currently, we simply determine the partitioning strategy for each property model by searching through a large number of possible strategies and selecting the one that minimises the error rate in cross-validation tests.

Justification for large attribute set

The main goal of our technique is to accelerate the creation of machine learning models by reducing or eliminating the need to develop a set of attributes for a particular problem. Our approach was to create a large attribute set, with the idea that it would contain a diverse enough library of descriptive factors such that it is likely to contain several that are well-suited for a new problem. To justify this approach, we evaluated changes in the performance of attributes for different properties and types of materials using data from the OQMD. As described in greater detail in the next section, the OQMD contains the DFT-predicted formation energy, band gap energy and volume of hundreds of thousands of crystalline compounds. The diversity and scale of the data in the OQMD make it ideal for studying changes in attribute performance using a single, uniform data set.

We found that the attributes which model a material property best can vary significantly depending on the property and type of materials in the data set. To quantify the predictive ability of each attribute, we fit a quadratic polynomial using the attribute and measured the root mean squared error of the model. We found the attributes that best describe the formation energy of crystalline compounds are based on the electronegativity of the constituent elements (e.g., maximum and mode electronegativity). In contrast, the best-performing attributes for band gap energy are the fraction of electrons in the p shell and the mean row in the periodic table of the constituent elements. In addition, the attributes that best describe the formation energy vary depending on the type of compounds. The formation energy of intermetallic compounds is best described by the variances in the melting temperature and number of d electrons between constituent elements, whereas compounds that contain at least one nonmetal are best modelled by the mean ionic character (a quantity based on electronegativity difference between constituent elements). Taken together, the changes in which attributes are the most important between these examples further support the necessity of having a large variety of attributes available in a general-purpose attribute set.

It is worth noting that the 145 attributes described in this paper should not be considered the complete set for inorganic materials. The chemical informatics community has developed thousands of attributes for predicting the properties of molecules.35 What we present here is a step towards creating such a rich library of attributes for inorganic materials. While we do show in the examples considered in this work that this set of attributes is sufficient to create accurate models for two distinct properties, we expect that further research in materials informatics will add to the set presented here and be used to create models with even greater accuracy. Furthermore, many materials cannot be described simply by average composition. In these cases, we propose that the attribute set presented here can be extended with representations designed to capture additional features such as structure (e.g., Coulomb Matrix17 for atomic-scale structure) or processing history. We envision that it will be possible to construct a library of general-purpose representations designed to capture structure and other characteristics of a material, which would drastically simplify the development of new machine learning models.

Example applications

In the following sections, we detail two distinct applications for our novel material property prediction technique to demonstrate its versatility: predicting three physically distinct properties of crystalline compounds and identifying potential metallic glass alloys. In both cases, we use the same general framework, i.e., the same attributes and partitioning-based approach. In each case, we only needed to identify the most accurate machine learning algorithm and find an appropriate partitioning strategy. Through these examples, we discuss all aspects of creating machine-learning-based models to design a new material: assembling a training set to train the models, selecting a suitable algorithm, evaluating model accuracy and employing the model to predict new materials.

Accurate models for properties of crystalline compounds

DFT is a ubiquitous tool for predicting the properties of crystalline compounds, but is fundamentally limited by the amount of computational time that DFT calculations require. In the past decade, DFT has been used to generate several databases containing the T=0 K energies and electronic properties of ~105 crystalline compounds,2,3,4,5,48which each required millions of hours of CPU time to construct. While these databases are indisputably-useful tools, as evidenced by the many materials they have been used to design,3,49,50,51,52,53,54 machine-learning-based methods offer the promise of predictions at several orders of magnitude faster rates. In this example, we explore the use of data from the DFT calculation databases as training data for machine learning models that can be used rapidly to assess many more materials than what would be feasible to evaluate using DFT.

Training data

We used data from the OQMD, which contains the properties of ~300,000 crystalline compounds as calculated using DFT.2,3 We selected a subset of 228,676 compounds from OQMD that represents the lowest-energy compound at each unique composition to use as a training set. As a demonstration of the utility of our method, we developed models to predict the three physically distinct properties currently available through the OQMD: band gap energy, specific volume and formation energy.

Method

To select an appropriate machine learning algorithm for this example, we evaluated the predictive ability of several algorithms using 10-fold cross-validation. This technique randomly splits the data set into 10 parts, and then trains a model on 9 partitions and attempts to predict the properties of the remaining set. This process is repeated using each of the 10 partitions as the test set, and the predictive ability of the model is assessed as the average performance of the model across all repetitions. As shown in Table 1, we found that creating an ensemble of reduced-error pruning decision trees using the random subspace technique had the lowest mean absolute error in cross-validation for these properties among the 10 ML algorithms we tested (of which, only 4 are listed for clarity).55 Models produced using this machine learning algorithm had the lowest mean absolute error in cross-validation, and had excellent correlation coefficients of above 0.91 between the measured and predicted values for all three properties.